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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-25
DC RA APPROVED 2023-04-10
  • VA RA
    APPROVED
    Since 2023-09-25
  • DC RA
    APPROVED
    Since 2023-04-10

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dulaney High School Timonium MD 08/2014 06/2018
University Of Maryland, College Park College Park MD 08/2018 12/2022
Advanced Physical Therapy Pikesville MD 06/2014 08/2020
Chasaco Rv Cockeysville MD 05/2018 08/2018
Rbc Wealth Management Hunt Valley MD 05/2019 08/2019
Chesapeake Beverage Towson MD 05/2020 08/2020
Maryland Capital Management Baltimore MD 07/2020 07/2020
Baltimore-Washington Financial Advisors Columbia MD 06/2021 08/2021
The Greene Turtle Sports Bar & Grille Hunt Valley MD 05/2021 08/2021
Ubs Financial Services Washington DC 05/2022 Present
Caddiemaster Potomac MD 03/2022 08/2022
  • 08/2014 → 06/2018
    Dulaney High School
    Timonium, MD
  • 08/2018 → 12/2022
    University Of Maryland, College Park
    College Park, MD
  • 06/2014 → 08/2020
    Advanced Physical Therapy
    Pikesville, MD
  • 05/2018 → 08/2018
    Chasaco Rv
    Cockeysville, MD
  • 05/2019 → 08/2019
    Rbc Wealth Management
    Hunt Valley, MD
  • 05/2020 → 08/2020
    Chesapeake Beverage
    Towson, MD
  • 07/2020 → 07/2020
    Maryland Capital Management
    Baltimore, MD
  • 06/2021 → 08/2021
    Baltimore-Washington Financial Advisors
    Columbia, MD
  • 05/2021 → 08/2021
    The Greene Turtle Sports Bar & Grille
    Hunt Valley, MD
  • 05/2022 → Present
    Ubs Financial Services
    Washington, DC
  • 03/2022 → 08/2022
    Caddiemaster
    Potomac, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-03
  • S66 Uniform Combined State Law Examination
    2023-04-03
Other Names
  • Jake Pliner

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