Marshall James Dearing

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 05/2019
  Freed-Hardeman University Office Of Admissions
  Henderson, TN
• 06/2019 → 08/2019
  Vector Wealth Strategies
  Huntsville, AL
• 03/2020 → 07/2020
  Vector Wealth Strategies
  Huntsville, AL
• 08/2017 → 12/2017
  Tennessee Technological University
  Cookeville, TN
• 01/2018 → 05/2020
  Freed-Hardeman University
  Henderson, TN
• 05/2016 → 08/2018
  Angels Baseball Organization, Llc
  Mt. Juliet, TN
• 08/2016 → 05/2017
  Freed-Hardeman University Office Of Disability Services
  Henderson, TN
• 07/2020 → Present
  Vector Wealth Strategies
  Huntsville, AL
• 07/2020 → 02/2026
  Commonwealth Financial Network
  Waltham, MA
• 02/2026 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2026 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2020-07-17 → 2026-02-05
  Commonwealth Financial Network
  Huntsville, AL
  Hazel Green, AL

Other Businesses

(1) Fixed Insurance Sales; 3330 L & N Drive, Ste I, Huntsville, AL 35801; Investment related; Senior Advisor; Fixed insurance sales as an Agent under the name Vector Wealth Strategies through Ash Brokerage while affiliated with JW Cole; less than 4 hour/month, less than 4 hours/month during trading. (2) Rental Property; 205 Cherry Laurel Dr, Hazel Green, AL 35750; Not investment related; Owner; Owning and maintaining property for tenants; Start 9/27/25; 5 hours/month, less that 1 during trading. (3) Community of Hope; Non-Profit; Not investment related; P.O. Box 423, Huntsville, AL 35804; Treasurer; Prepare analysis and financial statements for quarterly board meetings; Start 8/9/24; 3 hours/month, less than 1 during trading. (4) Vector Wealth Strategies LLC; DBA; Investment Related; 3330 L & N Drive, Ste I, Huntsville, AL 35801; Senior Advisor; Fixed insurance sales as an Agent under Vector Wealth Strategies LLC; Start 6/15/2020; 4 hours/month, 0 during trading.

Exams

• S66 Uniform Combined State Law Examination
  2020-07-13

Designations

• Certified Financial Planner

Other Names

• Marshall Dearing