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James Edward Griffin

J.P. Morgan Securities LLC

Islip, NY

Bay Shore, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-03-21
  • NY RA
    APPROVED
    Since 2024-03-21

Branch Locations

556 Main Street, Islip, NY 11751 • United States

537 E Main St, Bay Shore, NY 11706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Markens 23 Ltd Lake Grove NY 11/2015 06/2018
The Three Village Inn Stony Brook NY 08/2018 05/2019
Jpmorgan Chase Bank, N.A. Bay Shore NY 05/2019 Present
J.P. Morgan Securities Llc Bay Shore NY 05/2019 Present
Unemployed Centereach NY 07/2018 07/2018
The Arena Hub Inc Centereach NY 09/2020 11/2022
  • 11/2015 → 06/2018
    Markens 23 Ltd
    Lake Grove, NY
  • 08/2018 → 05/2019
    The Three Village Inn
    Stony Brook, NY
  • 05/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Bay Shore, NY
  • 05/2019 → Present
    J.P. Morgan Securities Llc
    Bay Shore, NY
  • 07/2018 → 07/2018
    Unemployed
    Centereach, NY
  • 09/2020 → 11/2022
    The Arena Hub Inc
    Centereach, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2019-09-05
  • S66 Uniform Combined State Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2019-09-05
Other Names
  • James E Griffin
  • James Edward Griffin

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Islip, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · East Islip, NY
LPL FINANCIAL LLC · EAST ISLIP, NY
ROCKLINE WEALTH MANAGEMENT LLC · ISLIP TERRACE, NY
OSAIC WEALTH, INC. · ISLIP TERRACE, NY
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CETERA INVESTMENT ADVISERS LLC · EAST ISLIP, NY
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