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Miguel Rodriguez

J.P. Morgan Securities LLC

Islip, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2016-12-15
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2016-12-15
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

556 Main Street, Islip, NY 11751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Islip NY 02/2007 Present
J.P. Morgan Securities Llc Islip NY 10/2012 Present
Previous Registrations
  • 2010-09-14 → 2012-10-01
    Chase Investment Services Corp.
    Bay Shore, NY
    Brentwood, NY
    Deer Park, NY
    East Farmingdale, NY
    Commack, NY
    Wyandanch, NY
    Islip, NY
    Babylon, NY
    Deer Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-03
S63 Uniform Securities Agent State Law Examination 2007-03-26
S66 Uniform Combined State Law Examination 1998-08-14
  • S65 Uniform Investment Adviser Law Examination
    2011-02-03
  • S63 Uniform Securities Agent State Law Examination
    2007-03-26
  • S66 Uniform Combined State Law Examination
    1998-08-14
Other Names
  • Miguel Josue Rodriguez

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Islip, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · East Islip, NY
LPL FINANCIAL LLC · EAST ISLIP, NY
ROCKLINE WEALTH MANAGEMENT LLC · ISLIP TERRACE, NY
OSAIC WEALTH, INC. · ISLIP TERRACE, NY
EQUITABLE ADVISORS, LLC · EAST ISLIP, NY
CETERA INVESTMENT ADVISERS LLC · EAST ISLIP, NY
LPL FINANCIAL LLC · BAY SHORE, NY

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