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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-28 |
| MN | RA | APPROVED | 2023-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Isd 917 | Rosemount | MN | 09/2018 | 08/2019 |
| Cintas | Eagan | MN | 06/2016 | 08/2018 |
| Thrivent Investment Management Inc | Rosemount | MN | 07/2019 | 04/2023 |
| Thrivent Financial | Appleton | WI | 08/2019 | 12/2019 |
| Thrivent Financial | Appleton | WI | 12/2019 | 04/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2023 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 04/28/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. JACKSON WOOLEMS, Rosemount MN 55068, 04/28/2023, Independent Contractor, Using a Trade Name/dba, NIR, 10 HR/MO - 10 HR/MO TRADING 3. JACKSON WOOLEMS, Rosemount MN 55068, 02/01/2021, W2 Employee, Employee (receive a W-2), NIR, 80 HR/MO - 80 HR/MO TRADING 4. JACKSON WOOLEMS, Rosemount MN 55068, 09/01/2019, Insurance/Benefits/Human Resources, NATURE, INV REL, 20 HR/MO - 20 HR/MO TRADING 5. TRIVAS FINANCIAL GROUP, 14670 S Robert Trail, Rosemount MN 55068, United States, 02/01/2021, Independent Contractor, DBA Name, NIR, 10 HR/MO - 10 HR/MO TRADING 6. TRIVAS FINANCIAL GROUP, 14670 S Robert Trail, Rosemount MN 55068, United States, 02/01/2021, W2 Employee, Employee (receive a W-2), NIR, 40 HR/MO - 40 HR/MO TRADING 7. NETTWORTH FINANCIAL GROUP, 14670 S Robert Trail, Rosemount MN 55068, United States, 05/01/2023, Independent Contractor, DBA Name, NIR, 10 HR/MO - 10 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-04 |
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