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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-28
MN RA APPROVED 2023-04-28
  • TX RA
    APPROVED_RES
    Since 2024-06-28
  • MN RA
    APPROVED
    Since 2023-04-28

Branch Locations

Farmington, MN • United States

14670 S Robert Trail, Rosemount, MN 55068 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Isd 917 Rosemount MN 09/2018 08/2019
Cintas Eagan MN 06/2016 08/2018
Thrivent Investment Management Inc Rosemount MN 07/2019 04/2023
Thrivent Financial Appleton WI 08/2019 12/2019
Thrivent Financial Appleton WI 12/2019 04/2023
Cambridge Investment Research, Inc. Fairfield IA 04/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2023 Present
  • 09/2018 → 08/2019
    Isd 917
    Rosemount, MN
  • 06/2016 → 08/2018
    Cintas
    Eagan, MN
  • 07/2019 → 04/2023
    Rosemount, MN
  • 08/2019 → 12/2019
    Thrivent Financial
    Appleton, WI
  • 12/2019 → 04/2023
    Thrivent Financial
    Appleton, WI
  • 04/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2023 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 04/28/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 2. JACKSON WOOLEMS, Rosemount MN 55068, 04/28/2023, Independent Contractor, Using a Trade Name/dba, NIR, 10 HR/MO - 10 HR/MO TRADING 3. JACKSON WOOLEMS, Rosemount MN 55068, 02/01/2021, W2 Employee, Employee (receive a W-2), NIR, 80 HR/MO - 80 HR/MO TRADING 4. JACKSON WOOLEMS, Rosemount MN 55068, 09/01/2019, Insurance/Benefits/Human Resources, NATURE, INV REL, 20 HR/MO - 20 HR/MO TRADING 5. TRIVAS FINANCIAL GROUP, 14670 S Robert Trail, Rosemount MN 55068, United States, 02/01/2021, Independent Contractor, DBA Name, NIR, 10 HR/MO - 10 HR/MO TRADING 6. TRIVAS FINANCIAL GROUP, 14670 S Robert Trail, Rosemount MN 55068, United States, 02/01/2021, W2 Employee, Employee (receive a W-2), NIR, 40 HR/MO - 40 HR/MO TRADING 7. NETTWORTH FINANCIAL GROUP, 14670 S Robert Trail, Rosemount MN 55068, United States, 05/01/2023, Independent Contractor, DBA Name, NIR, 10 HR/MO - 10 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2019-10-04

View on SEC IAPD

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