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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-08
  • NY RA
    APPROVED
    Since 2025-01-08

Branch Locations

1426 Massachusetts Ave, Cambridge, MA 02138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Watertown MA 10/2016 12/2024
Santander Securities, Llc Dorchester MA 06/2019 12/2024
American Cleaners Watertown MA 02/2016 10/2016
Charles Schwab & Co., Inc. Cambridge MA 12/2024 Present
Charles Schwab Bank, Ssb Cambridge MA 12/2024 Present
  • 10/2016 → 12/2024
    Santander Bank, Na
    Watertown, MA
  • 06/2019 → 12/2024
    Dorchester, MA
  • 02/2016 → 10/2016
    American Cleaners
    Watertown, MA
  • 12/2024 → Present
    Cambridge, MA
  • 12/2024 → Present
    Charles Schwab Bank, Ssb
    Cambridge, MA
Previous Registrations
  • 2023-11-07 → 2024-12-10
    Watertown, MA
    Lexington, MA
    Boston, MA
    Coconut Grove, FL
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-24
S63 Uniform Securities Agent State Law Examination 2019-08-20
  • S65 Uniform Investment Adviser Law Examination
    2023-10-24
  • S63 Uniform Securities Agent State Law Examination
    2019-08-20

View on SEC IAPD

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