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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Watertown | MA | 10/2016 | 12/2024 |
| Santander Securities, Llc | Dorchester | MA | 06/2019 | 12/2024 |
| American Cleaners | Watertown | MA | 02/2016 | 10/2016 |
| Charles Schwab & Co., Inc. | Cambridge | MA | 12/2024 | Present |
| Charles Schwab Bank, Ssb | Cambridge | MA | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-20 |
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