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James Matthew Zajac

Wells Fargo Clearing Services, LLC

Mclean, VA

Mclean, VA

CRD 7133087

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-12
VA RA APPROVED 2025-09-12
NJ RA APPROVED 2019-10-07
  • TX RA
    APPROVED_RES
    Since 2025-09-12
  • VA RA
    APPROVED
    Since 2025-09-12
  • NJ RA
    APPROVED
    Since 2019-10-07

Branch Locations

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Scotch Plains NJ 12/2009 Present
Wells Fargo Clearing Services, Llc Scotch Plains NJ 06/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2019-10-04
Other Names
  • Jim Zajac
  • James Zajac

View on SEC IAPD

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