Kristen Nicole Spang

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-04

CA RA
APPROVED

Since 2025-09-04

Branch Locations

24031 El Toro Rd., Suite 255, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Lake Forest	CA	06/2019	09/2025
Tuvalu	San Clemente	CA	05/2017	06/2019
Tootsies Shoe Boutique	San Clemente	CA	01/2014	06/2019
Cambridge Investment Research, Inc.	Fairfield	IA	09/2025	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	09/2025	Present

06/2019 → 09/2025

Lpl Financial Llc

Lake Forest, CA
05/2017 → 06/2019

Tuvalu

San Clemente, CA
01/2014 → 06/2019

Tootsies Shoe Boutique

San Clemente, CA
09/2025 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
09/2025 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1. KAPRI FINANCIAL, 24031 El Toro Rd, Suite 255, Laguna Hills CA 92653, United States, 09/02/2025, W2 Employee, Insurance/Benefits/Human Resources, INV REL, 5 HR/MO - 5 HR/MO TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-03

S66 Uniform Combined State Law Examination

2024-06-03

View on SEC IAPD

Current Employers

Cambridge Investment Research Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews