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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-07-31
TX RA APPROVED_RES 2024-07-02
  • IN RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED_RES
    Since 2024-07-02

Branch Locations

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

777 Beachway Dr Ste 108, Indianapolis, IN 46224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rdw Financial Group Indianapolis IN 01/2000 Present
Madison Avenue Securities, Inc. Indianapolis IN 03/2006 07/2024
Madison Avenue Securities, Inc. Indianapolis IN 03/2009 07/2024
Foundations Investment Advisors, Llc Indianapolis IN 07/2024 Present
  • 01/2000 → Present
    Rdw Financial Group
    Indianapolis, IN
  • 03/2006 → 07/2024
    Madison Avenue Securities, Inc.
    Indianapolis, IN
  • 03/2009 → 07/2024
    Madison Avenue Securities, Inc.
    Indianapolis, IN
  • 07/2024 → Present
    Indianapolis, IN
Previous Registrations
  • 2009-03-25 → 2024-07-01
    Brownsburg, IN
    Indianapolis, IN
  • 2006-03-30 → 2009-03-25
    Madison Avenue Advisors, Inc.
    Brownsburg, IN
    Brownsburg, IN
  • 2005-08-23 → 2006-03-31
    Kalos Management
    Ponte Vedra Beach, FL
    Brownsburg, IN
Other Businesses

NAME OF BUSINESS: RDW FINANCIAL GROUP POSITION: OWNER (ACTIVE) NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 01/01/2000 ADDRESS: 777 BEACHWAY DRIVE, SUITE 108, INDIANAPOLIS IN 46224 DESCRIPTION: INSURANCE SALES IN CONJUNCTION WITH OVERALL FINANCIAL PLANNING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2005-08-22
Other Names
  • Dave Williams
  • R. David Williams

View on SEC IAPD

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