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Darryl A Lobo

J.P. Morgan Securities LLC

Orlando, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-05-29
FL RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2014-05-29
  • FL RA
    APPROVED
    Since 2012-10-01

Branch Locations

2301 East Colonial Dr, Orlando, FL 32803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington Mutual Orlando FL 09/2008 Present
Wamu Investments Orlando FL 01/2009 Present
J.P. Morgan Securities Llc Orlando FL 10/2012 Present
  • 09/2008 → Present
    Washington Mutual
    Orlando, FL
  • 01/2009 → Present
    Wamu Investments
    Orlando, FL
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Orlando, FL
Previous Registrations
  • 2012-06-28 → 2012-10-01
    Chase Investment Services Corp.
    Winter Park, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Winter Park, FL
    Orlando, FL
    Windermere, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-25
S63 Uniform Securities Agent State Law Examination 2012-03-19
  • S65 Uniform Investment Adviser Law Examination
    2012-06-25
  • S63 Uniform Securities Agent State Law Examination
    2012-03-19
Other Names
  • Darryl A Lobo
  • Darryl Anthony Lobo

View on SEC IAPD

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