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Rosemary Catherine O'BRien

Cetera Investment Advisers LLC

Saint Paul, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-31
  • MN RA
    APPROVED
    Since 2025-03-31

Branch Locations

400 Robert Street North Suite 800, Saint Paul, MN 55101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tax & Financial Group Newport Beach CA 10/2021 04/2025
Parentis Foundation/Americorps Laguna Hills CA 09/2020 10/2021
Boys & Girls Club Of Capistrano Valley San Juan Capistrano CA 09/2019 09/2020
Tax & Financial Group Newport Beach CA 06/2019 08/2019
Southdale Ymca - Camp Kici Yapi Edina MN 06/2018 08/2018
Southdale Ymca - Camp Kici Yapi Edina MN 06/2017 08/2017
North Dakota State University Fargo ND 10/2016 03/2017
North Dakota State University Fargo ND 08/2015 08/2019
Cetera Advisor Networks Llc El Segundo CA 03/2024 Present
Cetera Advisor Networks Llc El Segundo CA 08/2023 03/2024
Cetera Investment Advisers Llc Schaumburg IL 09/2024 Present
Cetera Advisors Llc Greenwood Village CO 03/2025 Present
  • 10/2021 → 04/2025
    Tax & Financial Group
    Newport Beach, CA
  • 09/2020 → 10/2021
    Parentis Foundation/Americorps
    Laguna Hills, CA
  • 09/2019 → 09/2020
    Boys & Girls Club Of Capistrano Valley
    San Juan Capistrano, CA
  • 06/2019 → 08/2019
    Tax & Financial Group
    Newport Beach, CA
  • 06/2018 → 08/2018
    Southdale Ymca - Camp Kici Yapi
    Edina, MN
  • 06/2017 → 08/2017
    Southdale Ymca - Camp Kici Yapi
    Edina, MN
  • 10/2016 → 03/2017
    North Dakota State University
    Fargo, ND
  • 08/2015 → 08/2019
    North Dakota State University
    Fargo, ND
  • 03/2024 → Present
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 08/2023 → 03/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2024 → Present
    Schaumburg, IL
  • 03/2025 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-31
  • S66 Uniform Combined State Law Examination
    2024-08-31
Other Names
  • Rose O'BRien
  • Rosemary Catherine Obrien

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