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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-11
IN RA APPROVED 2009-06-30
IL RA APPROVED 2005-07-22
  • TX RA
    APPROVED_RES
    Since 2014-09-11
  • IN RA
    APPROVED
    Since 2009-06-30
  • IL RA
    APPROVED
    Since 2005-07-22

Branch Locations

1609 W Colonial Parkway, Inverness, IL 60067 • United States

Dyer, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Inverness IL 04/2005 Present
Thrivent Financial For Lutherans Appleton WI 06/2005 Present
Other Businesses

ADVISORY BOARD MEMBER OF THE SALVATION ARMY DES PLAINES CORPS IN DES PLAINES, IL. STARTED 8/2011. 3 HOURS PER QUARTER NOT DURING INVESTMENT HOURS. DUTIES ARE TO PARTICIPATE AND ADVISE DURING THE QUARTERLY BOARD MEETING. I DO NOT REPRESENT THRIVENT IN THIS CAPACITY AND WILL RECUSE MYSELF FROM INVESTMENT DECISIONS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-21
  • S66 Uniform Combined State Law Examination
    2005-07-21

View on SEC IAPD

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