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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-30 |
| TX | RA | APPROVED | 2024-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 12/2015 | 12/2022 |
| Bank Of America, N.A. | Rolling Meadows | IL | 12/2015 | 12/2022 |
| Fidelity Investments | Schaumburg | IL | 12/2022 | 04/2024 |
| Fidelity Brokerage Services Llc | Schaumburg | IL | 12/2022 | 04/2024 |
| Fidelity Personal And Workplace Advisors | Schaumburg | IL | 12/2022 | 04/2024 |
| J.P. Morgan Securities Llc | Palatine | IL | 04/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Palatine | IL | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-19 |
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