Richard Joseph Augustine

Current Employers

Employment History

• 12/1973 → Present
  R.J. Augustine & Associates
  Schaumburg, IL
• 07/1999 → Present
  Austin Bancorp
  Chicago, IL
• 02/2012 → 05/2022
  Lincoln Financial Advisors
  Schaumburg, IL
• 05/2022 → 09/2023
  Sagepoint Financial, In.c
  Schaumburg, IL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Schaumburg, IL

Previous Registrations

• 2022-05-16 → 2023-09-01
  Osaic Services, Inc.
  Schaumburg, IL
• 2012-02-07 → 2022-06-01
  Osaic Fa, Inc.
  Schaumburg, IL
  Chicago, IL
  Schaumburg, IL
• 2011-08-12 → 2011-12-31
  Cl Wealth Management Llc
  Schaumburg, IL
  Schaumberg, IL
• 2005-07-06 → 2010-05-06
  Osaic Wealth, Inc.
  Schaumburg, IL
  Schaumburg, IL

Other Businesses

1. R J AUGUSTINE & ASSOCIATES, LTD. CPA'S POSITION: President NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 90 START DATE: 01/01/1989 ADDRESS: 650 East Algonquin Road, Suite 300, Schaumburg IL 60173, United States DESCRIPTION: I provide review and oversight for the firm's attestation, review and tax services. I supervise the managerial staff, maintain client relationships, develop new client relationships, provide research and planning in the areas of tax, accounting and other strategic business operations for clients 2. FOUNDERS CLUB HOMEOWNERS ASSOCIATION POSITION: Treasurer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2023 ADDRESS: 8859 Colonels Court, Sarasota FL 34240, United States DESCRIPTION: Supervise the property manager in the preparation of the HOA financial statements and prepare annual budgets and comment on financial performance metrics

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-19
• S63 Uniform Securities Agent State Law Examination
  2000-02-14

Other Names

• Richard Joseph Augustine Sr