Best Investors
Account
Sign in
Best Investors
Account
Sign in
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2022-10-18 |
| TX | RA | APPROVED | 2022-10-13 |
Branch Locations
4207 28Th Avenue South 2Nd Floor, Fargo, ND 58104 • United States
Fargo, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Fargo | ND | 05/2019 | 10/2022 |
| Fargo Assembly Company | Fargo | ND | 10/2011 | 03/2019 |
| Rbc Capital Markets, Llc | Fargo | ND | 10/2022 | Present |
| City National Bank | Fargo | ND | 01/2023 | 01/2025 |
1) NAME OF ENTITY: NDSU Industrial Engineering Advisory Board ADDRESS: 1340 Admin Ave Fargo, ND 58102 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Advisory Board CAPACITY: Advisory Board member START DATE: 03/01/19 DUTIES: Attend annual meetings for updates on the college of engineering HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Fellowship of Christian Athletes of North Dakota ADDRESS: 3450 38th Ave S Fargo, ND 58104 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Advisory Board CAPACITY: Advisory Board member START DATE: 10/25/21 DUTIES: Monthly meetings for updates on FCA of ND HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-15 |
Reach out to this advisor