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Spencer Berens

Oppenheimer & Co. Inc.

Coral Gables, FL

Miami, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-13
  • FL RA
    APPROVED
    Since 2021-05-13

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Miami FL 05/2019 05/2021
University Of Miami Coral Gables FL 08/2015 05/2019
Joseph Gunnar & Co Llc New York NY 06/2018 08/2018
Oppenheimer & Co. Inc Miami FL 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-19
  • S66 Uniform Combined State Law Examination
    2019-08-19

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
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CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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