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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-14 |
Branch Locations
1848 S Elena Avenue Suite 100, Redondo Beach, CA 90277 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Chicago | IL | 12/2013 | 10/2020 |
| Royal Alliance Associates, Inc. | Redondo Beach | CA | 10/2020 | 08/2023 |
| Seia Llc | Redondo Beach | CA | 10/2020 | Present |
| Ses Inc. | Redondo Beach | CA | 08/2023 | Present |
1) SEIA POSITION: Client Service Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 10/05/2020 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: I work as a client service manger assisting the operational side of the advisor practice under independent RIA SEIA, LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-18 |
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