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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-19
  • TX RA
    APPROVED
    Since 2021-02-19

Branch Locations

3221 Collinsworth Street, Fort Worth, TX 76107 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Gus Bates Company Ft. Worth TX 07/2007 Present
Kestra Financial Services, Inc. Austin TX 04/2016 02/2021
Hub International Investment Services, Inc. Fort Worth TX 07/2020 Present
Lpl Financial, Llc Fort Worth TX 02/2021 Present
Global Retirement Partners, Llc Fort Worth TX 02/2021 Present
  • 07/2007 → Present
    The Gus Bates Company
    Ft. Worth, TX
  • 04/2016 → 02/2021
    Kestra Financial Services, Inc.
    Austin, TX
  • 07/2020 → Present
    Hub International Investment Services, Inc.
    Fort Worth, TX
  • 02/2021 → Present
    Lpl Financial, Llc
    Fort Worth, TX
  • 02/2021 → Present
    Fort Worth, TX
Previous Registrations
  • 2016-04-18 → 2021-02-19
    Fort Worth, TX
  • 2011-03-11 → 2016-09-22
    Kestra Investment Services, Llc
    Fort Worth, TX
    Ft. Worth, TX
    Austin, TX
Other Businesses

1) 10/2020 - OTHER - ACCOMMODATION BROKER/DEALER - HUB INTERNATIONAL INVESTMENTS SERVICES - Investment Related - Fort Worth, TX 76107 2) 7/2020 - Outside/W-2 Employment - HUB INTERNATIONAL - Investment Related - Fort Worth, TX 76107 3) 2/24/2021 - GLOBAL RETIREMENT PARTNERS - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/15/2021 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, LLC, an independent investment advisor firm. I started this business activity in 02/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 3/24/2021 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/19/2021 - 160 Hours Per Month During Securities Trading. 5) 3/30/2021 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/19/2021 - 160 Hours Per Month During Securities Trading. 6) 8/10/2021 - Global Retirement Partners - DBA: (Hybrid) HUB International Texas - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 08/05/2021 - 160 Hours Per Month During Securities Trading. 7) 8/17/2021 - HUB International Texas - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/05/2021 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-07
S63 Uniform Securities Agent State Law Examination 2005-09-06
  • S65 Uniform Investment Adviser Law Examination
    2009-07-07
  • S63 Uniform Securities Agent State Law Examination
    2005-09-06
Other Names
  • Kip Adams
  • Noel Kipling Adams

View on SEC IAPD

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