Sylvia Leigh Sterling

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 01/2019
  Xgp
  Seminole, OK
• 01/2019 → 03/2019
  Windle Wealth
  Oklahoma City, OK
• 03/2019 → 02/2020
  Windle Wealth
  Oklahoma City, OK
• 02/2020 → 10/2022
  Wells Fargo Clearing Services, Llc
  Edmond, OK
• 10/2022 → 10/2025
  Retirement Investment Advisors Inc
  Oklahoma City, OK
• 10/2025 → Present
  Osaic Wealth, Inc.
  Oklahoma City, OK

Previous Registrations

• 2022-10-17 → 2025-10-20
  Retirement Investment Advisors Inc
  Oklahoma City, OK
• 2020-06-15 → 2022-10-12
  Wells Fargo Clearing Services, Llc
  Edmond, OK
• 2019-08-02 → 2020-02-18
  Windle Wealth
  Oklahoma City, OK

Other Businesses

1. SISU YOUTH SERVICES POSITION: Treasurer NATURE: Nonprofit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2026 ADDRESS: 2129 NW 30th ST, Oklahoma City OK 73112, United States DESCRIPTION: Review financial statements prepared by our on-staff accounting team. Lead the finance committee and present financial statements to the board. 2. OKC MIDTOWN ROTARY CLUB POSITION: Grants and Gifting Chair NATURE: This is a local Rotary club that is a member of Rotary International. We support art and arts education in Oklahoma City, as well as the mission of Rotary International. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 1100 Classen Dr, Oklahoma City OK 73103, United States DESCRIPTION: I send requests for proposals to local nonprofit organizations. I submit the proposals to the club for a vote. We provide a smaller quarterly grant and a larger annual grant, which is primarily funded by our Rotary district. I participate in check presentations with grant recipients and complete any necessary paperwork. 3. COLLABORATE OKLAHOMA POSITION: Board Member NATURE: Nonprofit Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 1437 S Boulder Ave Ste. 120, Tulsa OK 74119, United States DESCRIPTION: I am a voting board member. I attend meetings and functions for the organization and may organize an event on occasion.

Exams

• S63 Uniform Securities Agent State Law Examination
  2020-08-26
• S65 Uniform Investment Adviser Law Examination
  2019-08-02

Designations

• Certified Financial Planner

Other Names

• Sylvia L Campbell
• Sylvia Leigh Sterling
• Sylvia Sterling