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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-25 |
Branch Locations
2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Scottsdale | AZ | 02/2025 | Present |
| Candlewood East Marina | Brookfield | CT | 09/2024 | 02/2025 |
| Ameriprise Financial | Minneapolis | MN | 05/2019 | 08/2024 |
| Bryant University | Smithfield | RI | 08/2016 | 05/2020 |
1. Desert Vista Partners, ScottsdaleArizonaUnited States-85254, Company, The LLC was set up as a holding company for the the potential acquisition of a business.Management of Companies and Enterprises. Partner, I have no active duties within this Entity, start date-4/10/2025, Investment related-Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-25 |
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