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Patricia Deann Penrod

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lisle, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
IL RA APPROVED 2025-03-25
  • TX RA
    APPROVED
    Since 2025-03-31
  • IL RA
    APPROVED
    Since 2025-03-25

Branch Locations

3333 Warrenville Rd, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Aurora IL 05/2019 07/2021
Jp Morgan Chase Bank N.A. Aurora IL 09/2017 07/2021
Jp Morgan Chase Bank N.A. Aurora IL 08/2016 09/2017
U.S. Bank Naperville IL 07/2021 08/2022
U.S. Bancorp Investments, Inc. Naperville IL 09/2021 08/2022
Morgan Stanley Smith Barney Llc Lisle IL 08/2022 02/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lisle IL 03/2025 Present
  • 05/2019 → 07/2021
    Jp Morgan Securities Llc
    Aurora, IL
  • 09/2017 → 07/2021
    Jp Morgan Chase Bank N.A.
    Aurora, IL
  • 08/2016 → 09/2017
    Jp Morgan Chase Bank N.A.
    Aurora, IL
  • 07/2021 → 08/2022
    U.S. Bank
    Naperville, IL
  • 09/2021 → 08/2022
    U.S. Bancorp Investments, Inc.
    Naperville, IL
  • 08/2022 → 02/2025
    Morgan Stanley Smith Barney Llc
    Lisle, IL
  • 03/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lisle, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-13
S63 Uniform Securities Agent State Law Examination 2019-10-04
  • S66 Uniform Combined State Law Examination
    2023-02-13
  • S63 Uniform Securities Agent State Law Examination
    2019-10-04
Other Names
  • Patty Penrod

View on SEC IAPD

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ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
VOYA FINANCIAL ADVISORS, INC. · LISLE, IL
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