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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-05-27 |
| IN | RA | APPROVED | 2021-02-12 |
Branch Locations
8945 N Meridian St Ste 220, Indianapolis, IN 46260 • United States
Zionsville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Indianapolis | IN | 06/2019 | 03/2020 |
| Milhaus | Indianapolis | IN | 12/2013 | 05/2019 |
| Ameriprise Financial Services, Llc | Indianapolis | IN | 03/2020 | Present |
Outside Employment; Highfield Enterprises, LLC; AFA - Financial Advising; LLC used by franchise advisor for practice expenses.; 8945 N. Meridian St., Suite 220, Indianapolis, IN, 46260; Investment-Related; 05/27/2021; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-15 |
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