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Hugo Carlos Frausto

Morgan Stanley

Tucson, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-01
AZ RA APPROVED 2019-11-05
  • TX RA
    APPROVED
    Since 2020-07-01
  • AZ RA
    APPROVED
    Since 2019-11-05

Branch Locations

7175 North Pima Canyon Drive, Tucson, AZ 85718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Department Of Veterans Affairs Tucson AZ 08/2015 10/2019
Morgan Stanley Smith Barney Llc Tucson AZ 06/2019 10/2019
Morgan Stanley Smith Barney Llc Tucson AZ 10/2019 Present
Morgan Stanley Private Bank, N.A New York NY 10/2019 Present
  • 08/2015 → 10/2019
    Department Of Veterans Affairs
    Tucson, AZ
  • 06/2019 → 10/2019
    Morgan Stanley Smith Barney Llc
    Tucson, AZ
  • 10/2019 → Present
    Morgan Stanley Smith Barney Llc
    Tucson, AZ
  • 10/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-27
  • S66 Uniform Combined State Law Examination
    2019-09-27
Other Names
  • Hugo Frausto

View on SEC IAPD

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Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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