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Sharebuilder 401K CRD 300537
5,500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
801 Second Ave Suite 1400, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-06-06 |
Branch Locations
801 Second Ave Suite 1400, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital One Sharebuilder | Seattle | WA | 04/2006 | 11/2016 |
| Sharebuilder | Seattle | WA | 04/2022 | Present |
| Unemployed | Seattle | WA | 12/2016 | 01/2019 |
| Classic Catering | Seattle | WA | 02/2019 | 03/2020 |
| Sj Technologies | Seattle | WA | 04/2020 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-27 |
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