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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-10 |
| NJ | RA | APPROVED | 2021-11-08 |
| PA | RA | APPROVED | 2021-11-04 |
Branch Locations
15 E Ridge Pike, Conshohocken, PA 19428 • United States
108 Marlton Pike East, Cherry Hill, NJ 08034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Soccer Federation | Chicago | IL | 11/2016 | 02/2020 |
| Axa Advisors, Llc/Karr-Barth Associates, Inc. | Bala Cynwyd | PA | 05/2019 | 08/2019 |
| Towne Park Ltd. | Philadelphia | PA | 01/2019 | 03/2020 |
| Marywood University | Scranton | PA | 08/2017 | 05/2020 |
| Axa Advisors, Llc | New York | NY | 05/2020 | 06/2020 |
| Highland Regional High School | Blackwood | NJ | 09/2013 | 06/2017 |
| Equitable Advisors, Llc | New York | NY | 05/2020 | Present |
1) USING TCUFFARI@FFREMAIL.COM, FFRPRO.COM, AND HTTPS://KARR-BARTHASSOCIATES.COM/ TO CONDUT EQUITABLE BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-25 |
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