Nathan Chen

Wells Fargo Clearing Services, LLC

Washington , DC

Gaithersburg, MD

Silver Spring, MD

Claim This Profile

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-05-26
MD	RA	APPROVED	2026-04-13
TX	RA	APPROVED	2026-04-13

DC RA
APPROVED

Since 2026-05-26
MD RA
APPROVED

Since 2026-04-13
TX RA
APPROVED

Since 2026-04-13

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

2901 M St Nw, Washington , DC 20007 • United States

3700 Calvert St Nw, Washington, DC 20007 • United States

107 Crown Park Ave, Gaithersburg, MD 20878 • United States

13920 Georgia Ave, Silver Spring, MD 20906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc	Washington	DC	01/2023	08/2024
Finra	Rockville	MD	10/2020	01/2023
Mcadam Financial	Mclean	VA	07/2020	09/2020
University Of Maryland Extension	College Park	MD	01/2019	05/2020
Seventy2 Capital Wealth Management	Bethesda	MD	05/2019	09/2019
Wells Fargo Advisors	Bethesda	MD	05/2019	08/2019
Unemployed	Glen Allen	VA	08/2014	12/2018
Unemployed	Rockville	MD	06/2020	06/2020
J.P. Morgan Securities Llc	Baltimore	MD	08/2024	03/2026
Jpmorgan Chase Bank, N.A.	Baltimore	MD	08/2024	03/2026
Wells Fargo Clearing Services, Llc	Columbia	MD	03/2026	Present

01/2023 → 08/2024

Raymond James & Associates, Inc

Washington, DC
10/2020 → 01/2023

Finra

Rockville, MD
07/2020 → 09/2020

Mcadam Financial

Mclean, VA
01/2019 → 05/2020

University Of Maryland Extension

College Park, MD
05/2019 → 09/2019

Seventy2 Capital Wealth Management

Bethesda, MD
05/2019 → 08/2019

Wells Fargo Advisors

Bethesda, MD
08/2014 → 12/2018

Unemployed

Glen Allen, VA
06/2020 → 06/2020

Unemployed

Rockville, MD
08/2024 → 03/2026

J.P. Morgan Securities Llc

Baltimore, MD
08/2024 → 03/2026

Jpmorgan Chase Bank, N.A.

Baltimore, MD
03/2026 → Present

Wells Fargo Clearing Services, Llc

Columbia, MD

Previous Registrations

2024-08-30 → 2026-03-22

J.P. Morgan Securities Llc

Baltimore, MD
2023-06-27 → 2024-08-12

Raymond James & Associates, Inc.

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-06-20

S66 Uniform Combined State Law Examination

2023-06-20

Other Names

Nathan Chen
Nathan Michael Chen

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WHITE OAK WEALTH MANAGEMENT

MML INVESTORS SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

EMELIA ADUTWUMWAA SARBENG

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor