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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-14
  • CA RA
    APPROVED
    Since 2022-07-14

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States

Cwm Retail, Sales 5525 East Carson Street, Lakewood, CA 90713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Buena Park CA 05/2019 06/2022
J.P. Morgan Securities Llc Buena Park CA 05/2019 06/2022
Walmart Retail Outlet Anahiem CA 06/2018 05/2019
Unemployed Calabar 06/2009 04/2017
Seplat Petroleum Pic-Abuja, Nigeria Lagos 05/2017 04/2018
Unemployed Calabar 05/2018 05/2018
Citigroup Lakewood CA 06/2022 Present
  • 05/2019 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Buena Park, CA
  • 05/2019 → 06/2022
    Buena Park, CA
  • 06/2018 → 05/2019
    Walmart Retail Outlet
    Anahiem, CA
  • 06/2009 → 04/2017
    Unemployed
    Calabar
  • 05/2017 → 04/2018
    Seplat Petroleum Pic-Abuja, Nigeria
    Lagos
  • 05/2018 → 05/2018
    Unemployed
    Calabar
  • 06/2022 → Present
    Citigroup
    Lakewood, CA
Previous Registrations
Other Businesses

Miragate USA Inc; Not Investment-related; Nature: Food, catering services, events and wholesale; Anaheim, California; Started: 1/1/2019; Title: Founder; Duties: Business is a start up dealing with confectionaries food produce and online sales on amazon, and other online channels.; No time is devoted each month during securities trading hours; 2 hours are devoted each month outside of securities trading hours. OA name: Estherez Enterprises LLC, Nature: Fashion and clothing brand, deal with sales of couture's, jewelry accessories, handbags (Investment-related: No, Location: Anaheim, CA, started 05/01/2020), Title: Executive Director, Duties: Sale of fashion related items, clothing's for work, occasions, events, Hours: (1-5 during trading hours/month, 1-5 during non-trading hours/month).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-24
  • S66 Uniform Combined State Law Examination
    2019-10-24
Other Names
  • Esther Mmachukwu Ebo

View on SEC IAPD

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