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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-10-18
  • WI RA
    APPROVED
    Since 2024-10-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Kiel, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Mutual Benefit Plymouth WI 04/2015 03/2020
Packerland Brokerage Services Green Bay WI 06/2019 10/2024
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2024 Present
  • 04/2015 → 03/2020
    National Mutual Benefit
    Plymouth, WI
  • 06/2019 → 10/2024
    Packerland Brokerage Services
    Green Bay, WI
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2024-08-19 → 2024-10-04
    Green Bay, WI
    Green Bay, WI
    Plymouth, WI
    Sheboygan, WI
    Brookfield, WI
    Waldo, WI
    Cleveland, WI
    Bonduel, WI
    Howards Grove, WI
Other Businesses

INDEPENDENT INSURANCE AGENT through MVP Financial Services, 8030 Excelsior Dr, Suite 301, Madison WI. 53717 Receiving trailing commissions only on previously sold business on or before 10/04/2024. NO SOLICITATION OR SERVICING. 1135 5TH STREET KIEL,WI 53042 INVESTMENT RELATED FMS Financial Service., INC 40W222 LaFox Rd Suite M2 St Charles IL, 60175 Life Insurance, Long Term Care Insurance, Fixed/Fixed Indexed Annuity Sales, Conducting Business on a Financial Institution Premises (e.g. bank, thrift, credit union). FMS Financial Services since August 2019. I offered fixed and fixed indexed annuities and I also sold life insurance and long term care insurance. I worked in 3 banks which FMS has a relationship with. Bonduel State Bank, Cleveland State Bank and Waldo State Bank. I spent roughly 120 hours a month in this capacity. Receiving trailing commissions only on previously sold business on or before 10/04/2024. NO SOLICITATION OR SERVICING OF ANY BUSINESS. Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-06
S63 Uniform Securities Agent State Law Examination 2019-08-21
  • S65 Uniform Investment Adviser Law Examination
    2024-08-06
  • S63 Uniform Securities Agent State Law Examination
    2019-08-21
Other Names
  • Mark Brown

View on SEC IAPD

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