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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-18 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Mutual Benefit | Plymouth | WI | 04/2015 | 03/2020 |
| Packerland Brokerage Services | Green Bay | WI | 06/2019 | 10/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 10/2024 | Present |
INDEPENDENT INSURANCE AGENT through MVP Financial Services, 8030 Excelsior Dr, Suite 301, Madison WI. 53717 Receiving trailing commissions only on previously sold business on or before 10/04/2024. NO SOLICITATION OR SERVICING. 1135 5TH STREET KIEL,WI 53042 INVESTMENT RELATED FMS Financial Service., INC 40W222 LaFox Rd Suite M2 St Charles IL, 60175 Life Insurance, Long Term Care Insurance, Fixed/Fixed Indexed Annuity Sales, Conducting Business on a Financial Institution Premises (e.g. bank, thrift, credit union). FMS Financial Services since August 2019. I offered fixed and fixed indexed annuities and I also sold life insurance and long term care insurance. I worked in 3 banks which FMS has a relationship with. Bonduel State Bank, Cleveland State Bank and Waldo State Bank. I spent roughly 120 hours a month in this capacity. Receiving trailing commissions only on previously sold business on or before 10/04/2024. NO SOLICITATION OR SERVICING OF ANY BUSINESS. Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-21 |
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