Andrew Marcus Tran

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 02/2021
  Ameriprise Financial Services, Inc
  Atlanta, GA
• 12/2018 → 05/2019
  Randstad Usa
  Alpharetta, GA
• 05/2018 → 11/2018
  Ncr Corporation
  Alpharetta, GA
• 11/2017 → 05/2018
  Global Employment Solutions
  Alpharetta, GA
• 01/2015 → 09/2017
  Bonde & Associates, Inc. Dba Brightway Insurance
  Pinellas Park, FL
• 08/2016 → 05/2020
  University Of Massachusetts, Amherst
  Amherst (Online), MA
• 09/2017 → 11/2017
  Unemployed
  Alpharetta, GA
• 11/2018 → 12/2018
  Unemployed
  Alpharetta, GA
• 02/2021 → 06/2022
  Raymond James Financial Services, Inc
  Saint Petersburg, FL
• 02/2021 → 06/2022
  Steward Partners Global Advisory Llc
  Clearwater, FL
• 02/2021 → 06/2022
  Steward Partners Investment Advisory Llc
  Clearwater, FL
• 02/2021 → 06/2022
  Steward Partners Global Advisory Llc
  Clearwater, FL
• 02/2021 → 06/2022
  Hoffman Private Wealth Group
  Clearwater, FL
• 05/2022 → 06/2022
  Steward Partners Investment Solutions, Llc
  Clearwater, FL
• 08/2022 → 09/2022
  Fidelity Investments
  Pinellas Park (Remote), FL
• 06/2022 → 08/2022
  Unemployed
  Pinellas Park, FL
• 09/2022 → 02/2023
  Unemployed
  Pinellas Park, FL
• 05/2019 → 06/2019
  Unemployed
  Alpharetta, GA
• 02/2023 → Present
  Lpl Financial
  Tampa, FL

Previous Registrations

• 2021-02-24 → 2022-06-09
  Steward Partners Investment Advisory, Llc
  Clearwater, FL
  Stamford, CT
• 2020-03-25 → 2021-02-23
  Ameriprise Financial Services, Llc
  Atlanta, GA

Other Businesses

1) 2/2023- Queen Royal Nails, LLC- Business Owner- nail salon- non-inv. related- 13355 S Belcher Rd, Suite B, Largo, FL 33773- start date 2/15/2022- 0hrs.

Exams

• S66 Uniform Combined State Law Examination
  2019-11-03

Other Names

• Andrew Truong