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Loren Bates

J.P. Morgan Securities LLC

Westlake, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-08-18
  • OH RA
    APPROVED
    Since 2019-08-18

Branch Locations

30090 Detroit Rd, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dlc Creative Llc Beachwood OH 08/2017 05/2019
Macy's University Heights OH 04/2014 02/2018
J.P. Morgan Securities Llc Westlake OH 05/2019 Present
Jpmorgan Chase Bank (Oh) Westlake OH 05/2019 Present
  • 08/2017 → 05/2019
    Dlc Creative Llc
    Beachwood, OH
  • 04/2014 → 02/2018
    Macy's
    University Heights, OH
  • 05/2019 → Present
    J.P. Morgan Securities Llc
    Westlake, OH
  • 05/2019 → Present
    Jpmorgan Chase Bank (Oh)
    Westlake, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-08
  • S66 Uniform Combined State Law Examination
    2019-08-08
Other Names
  • Loren Bates
  • Loren T Bates
  • Loren Timothy Bates

View on SEC IAPD

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Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
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RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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