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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-03-06 |
| NY | RA | APPROVED | 2025-07-31 |
| IL | RA | APPROVED | 2025-05-21 |
| SD | RA | APPROVED | 2025-05-07 |
| MN | RA | APPROVED | 2024-04-23 |
| MD | RA | APPROVED | 2021-03-23 |
| SC | RA | APPROVED | 2021-01-13 |
| VA | RA | APPROVED | 2020-03-31 |
| NH | RA | APPROVED | 2019-11-11 |
| NC | RA | APPROVED | 2019-11-05 |
| PA | RA | APPROVED | 2018-06-29 |
| CA | RA | APPROVED | 2018-01-25 |
| OH | RA | APPROVED | 2016-09-22 |
| NM | RA | APPROVED | 2015-06-30 |
| GA | RA | APPROVED | 2013-07-26 |
| MA | RA | APPROVED | 2012-09-26 |
| CT | RA | APPROVED | 2011-10-31 |
| TX | RA | APPROVED_RES | 2011-09-16 |
| MO | RA | APPROVED | 2011-06-27 |
| KS | RA | APPROVED | 2010-12-08 |
| MI | RA | APPROVED | 2010-02-02 |
| FL | RA | APPROVED | 2006-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Ft Myers | FL | 01/2005 | Present |
| Park Avenue Securities | Ft Myers | FL | 04/2005 | Present |
1. Moshico Financial LLC- LLC set up for tax purposes for processing 1099 income from PAS and non-Guardian insurance companies., Start: 01/08/2018, Address: 14022 Image Lake Ct. Ft. Myers, FL 33907, 1 bus hr per month, Not investment related, 2. Chapman marketing-Marketing fixed insurance products for Chapman Insurance Group., Start: 01/01/2020, Address: 14030 Metropolis Ave. Suite 104 Ft. Myers, FL 33912, 4 bus hrs per month, Not investment related, 3. Youth Sports Southwest Florida-starting a newsletter and website promoting youth sports activities in Southwest Florida. I am owner, Start: 11/01/2020, Address: 14022 Image Lake Ct. Ft. Myers, FL 33907, 20 total hours per month, 1 during securities trading hours, Not investment related, Less than 10% annual compensation, 4. Jewish Federation of Lee County-Treasurer for the Jewish Federation of Lee & Charlotte Counties, Start: 08/01/2016, Address: 9701 Commerce Center Court Fort Myers, FL 33908, 2 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 5. Temple Judea-Vice President Finance and Building, Start: 08/10/2025, Address: 14486 A&W Bulb Road, Fort Myers, FL 33908, 2 total hours per month; 1 during securities trading hours, Not Investment related, No annual compensation, 6. Fixed Insurance other than Guardian, Start: 05/16/2011, Address: 14021 Metropolis Ave., Ft. Myers, FL 33912, 2 total hours per month; 1 during securities trading hours, Investment related, <10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-20 |
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