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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-17
OH RA APPROVED 2025-11-14
MI RA APPROVED 2025-10-31
  • CA RA
    APPROVED
    Since 2025-11-17
  • OH RA
    APPROVED
    Since 2025-11-14
  • MI RA
    APPROVED
    Since 2025-10-31

Branch Locations

8383 East 12 Mile Rd. Mailstop: Mib851, Warren, MI 48093 • United States

21550 Center Ridge Road Ms: Ohb671, Rocky River, OH 44116 • United States

2050 12 Mile Road 12 Mile/Dequindre Mailstop: Mib784, Warren, MI 48092 • United States

36836 Van Dyke Mailstop: Mib790, Sterling Heights, MI 48312 • United States

23521 Van Dyke Van Dyke/Timken / Ms: Mib780, Warren, MI 48089 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Troy MI 05/2019 11/2023
Huntington Bank Ann Arbor MI 11/2018 05/2019
Huntington Bank Wooster OH 04/2018 11/2018
Carter Custom Millwork Millersburg OH 06/2017 04/2018
Jpmorgan Chase Wooster OH 12/2016 06/2017
Jpmorgan Chase Ann Arbor MI 02/2015 12/2016
Eastern Michigan University Ypsilanti MI 09/2013 12/2016
Bank Of America, N.A. Troy MI 07/2019 11/2023
Ameriprise Financial Services, Llc Troy MI 12/2023 10/2025
Citizens Securities, Inc. Warren MI 10/2025 Present
  • 05/2019 → 11/2023
    Troy, MI
  • 11/2018 → 05/2019
    Huntington Bank
    Ann Arbor, MI
  • 04/2018 → 11/2018
    Huntington Bank
    Wooster, OH
  • 06/2017 → 04/2018
    Carter Custom Millwork
    Millersburg, OH
  • 12/2016 → 06/2017
    Jpmorgan Chase
    Wooster, OH
  • 02/2015 → 12/2016
    Jpmorgan Chase
    Ann Arbor, MI
  • 09/2013 → 12/2016
    Eastern Michigan University
    Ypsilanti, MI
  • 07/2019 → 11/2023
    Bank Of America, N.A.
    Troy, MI
  • 12/2023 → 10/2025
    Troy, MI
  • 10/2025 → Present
    Warren, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-30
  • S66 Uniform Combined State Law Examination
    2019-08-30
Other Names
  • Michael Downey Neff
  • Mike Neff
  • Michael Neff
  • Mike Downey Neff
  • Mike Downey Neff
  • Mike Neff
  • Michael Neff

View on SEC IAPD

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