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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-16
GA RA APPROVED 2023-11-13
  • TX RA
    APPROVED
    Since 2024-01-16
  • GA RA
    APPROVED
    Since 2023-11-13

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 02/2023 Present
Bank Of America N.A Atlanta GA 02/2023 Present
Morgan Stanley Alpharetta GA 05/2022 02/2023
Unemployed Columbia SC 07/2021 05/2022
Northwestern Mutual Charlotte NC 05/2021 07/2021
Unemployed Columbia SC 07/2020 05/2021
Unemployed Columbia SC 07/2019 05/2020
Steward Partners Llc Washingotn DC 05/2019 07/2021
Unemployed Columbia SC 07/2018 05/2019
Bojangles Cary NC 03/2018 08/2018
Unemployed Morrisville NC 10/2016 02/2018
Pdq Cary NC 09/2016 10/2016
Cutco Raleigh NC 04/2020 05/2020
Unemployed Morrsiville NC 04/2013 09/2016
University Of South Carolina Columbia SC 08/2018 05/2022
Southern Valet Columbia SC 05/2021 07/2021
  • 02/2023 → Present
    Atlanta, GA
  • 02/2023 → Present
    Bank Of America N.A
    Atlanta, GA
  • 05/2022 → 02/2023
    Morgan Stanley
    Alpharetta, GA
  • 07/2021 → 05/2022
    Unemployed
    Columbia, SC
  • 05/2021 → 07/2021
    Northwestern Mutual
    Charlotte, NC
  • 07/2020 → 05/2021
    Unemployed
    Columbia, SC
  • 07/2019 → 05/2020
    Unemployed
    Columbia, SC
  • 05/2019 → 07/2021
    Steward Partners Llc
    Washingotn, DC
  • 07/2018 → 05/2019
    Unemployed
    Columbia, SC
  • 03/2018 → 08/2018
    Bojangles
    Cary, NC
  • 10/2016 → 02/2018
    Unemployed
    Morrisville, NC
  • 09/2016 → 10/2016
    Pdq
    Cary, NC
  • 04/2020 → 05/2020
    Cutco
    Raleigh, NC
  • 04/2013 → 09/2016
    Unemployed
    Morrsiville, NC
  • 08/2018 → 05/2022
    University Of South Carolina
    Columbia, SC
  • 05/2021 → 07/2021
    Southern Valet
    Columbia, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-07
  • S66 Uniform Combined State Law Examination
    2023-11-07

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