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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-09
NY RA APPROVED 2023-08-21
  • NC RA
    APPROVED
    Since 2025-07-09
  • NY RA
    APPROVED
    Since 2023-08-21

Branch Locations

One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States

3349 Monroe Avenue Ms: Nyr128, Rochester, NY 14618 • United States

715 Panorama Trail Ms: Nyr134, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Forest Hills NY 05/2019 05/2022
J.P. Morgan Securities Llc Forest Hills NY 05/2019 05/2022
Dream (Formally Harlem Rbi) New York NY 10/2015 12/2018
Unemployed Forest Hills NY 01/2019 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayside NY 05/2022 07/2023
Bank Of America, N.A. Bayside NY 07/2022 07/2023
Citizens Securities, Inc. Rochester NY 07/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-13
  • S66 Uniform Combined State Law Examination
    2019-08-13

View on SEC IAPD

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