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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-08-08
  • MD RA
    APPROVED
    Since 2024-08-08

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Columbia, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Annapolis MD 05/2019 05/2024
Stanford Grill Columbia MD 01/2018 05/2019
Maxim Healthcare Services Columbia MD 04/2016 03/2017
Seasons 52 Columbia MD 07/2014 01/2018
Charles Schwab Bank, Ssb Annapolis MD 10/2022 07/2024
Td Ameritrade Investment Management, Llc Annapolis MD 01/2021 09/2023
Charles Schwab & Co., Inc. Annapolis MD 01/2022 07/2024
Empower Financial Services, Inc Greenwood Village CO 07/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 07/2024 Present
  • 05/2019 → 05/2024
    Td Ameritrade, Inc.
    Annapolis, MD
  • 01/2018 → 05/2019
    Stanford Grill
    Columbia, MD
  • 04/2016 → 03/2017
    Maxim Healthcare Services
    Columbia, MD
  • 07/2014 → 01/2018
    Seasons 52
    Columbia, MD
  • 10/2022 → 07/2024
    Charles Schwab Bank, Ssb
    Annapolis, MD
  • 01/2021 → 09/2023
    Td Ameritrade Investment Management, Llc
    Annapolis, MD
  • 01/2022 → 07/2024
    Annapolis, MD
  • 07/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 07/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-01-26 → 2024-08-02
    Annapolis, MD
  • 2019-09-16 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Columbia, MD
    Annapolis, MD
    Lutherville, MD
  • 2019-09-16 → 2022-10-14
    Td Ameritrade, Inc.
    Columbia, MD
    Annapolis, MD
    Towson, MD
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-13
  • S66 Uniform Combined State Law Examination
    2019-09-13
Other Names
  • Monica H Kim

View on SEC IAPD

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