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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-18
  • PA RA
    APPROVED
    Since 2021-06-18

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newtown Square PA 02/2020 Present
Massmutual Life Insurance Co Newtown Square PA 01/2020 Present
Wawa Markets Media PA 10/2013 10/2017
John Serock Catering West Chester PA 10/2016 05/2019
Creative Financial Group/Massmutual Newtown Square PA 06/2019 02/2020
West Chester University West Chester PA 09/2010 Present
United States Marine Corps Reserves Bristol PA 07/2014 Present
  • 02/2020 → Present
    Newtown Square, PA
  • 01/2020 → Present
    Massmutual Life Insurance Co
    Newtown Square, PA
  • 10/2013 → 10/2017
    Wawa Markets
    Media, PA
  • 10/2016 → 05/2019
    John Serock Catering
    West Chester, PA
  • 06/2019 → 02/2020
    Creative Financial Group/Massmutual
    Newtown Square, PA
  • 09/2010 → Present
    West Chester University
    West Chester, PA
  • 07/2014 → Present
    United States Marine Corps Reserves
    Bristol, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-11
  • S66 Uniform Combined State Law Examination
    2021-06-11

View on SEC IAPD

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