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John Richard Knott

Raymond James Financial Services Advisors, Inc

Englewood, FL

CRD 7124579

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-16
FL RA APPROVED 2019-09-10
  • TX RA
    APPROVED
    Since 2024-04-16
  • FL RA
    APPROVED
    Since 2019-09-10

Branch Locations

447 W Dearborn Street, Englewood, FL 34223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Nokomis FL 06/2019 Present
R J Reynolds Tobacco Co. Tampa FL 04/2008 05/2019
Raymond James Financial Services Advisors Inc. Englewood FL 09/2019 Present
Four Pillars Financial Planning Group Englewoodfl FL 03/2022 Present
  • 06/2019 → Present
    Raymond James Financial Services, Inc.
    Nokomis, FL
  • 04/2008 → 05/2019
    R J Reynolds Tobacco Co.
    Tampa, FL
  • 09/2019 → Present
    Englewood, FL
  • 03/2022 → Present
    Four Pillars Financial Planning Group
    Englewoodfl, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-23
S66 Uniform Combined State Law Examination 2019-08-31
  • S65 Uniform Investment Adviser Law Examination
    2023-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-31
Other Names
  • Johnny Knott
  • John Richard Knott

View on SEC IAPD

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