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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-24 |
| NY | RA | APPROVED | 2021-04-01 |
Branch Locations
111 Grant Avenue Suite 208, Endicott, NY 13760 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2019 | 02/2021 |
| Nickles Enterprises | Coram | NY | 08/2018 | 05/2019 |
| Keller Williams Realty Greater Binghamton | Binghamton | NY | 06/2016 | 06/2019 |
| J&K Field Services | Coram | NY | 08/2018 | 03/2019 |
| Cetera Invetment Services Llc | Saint Cloud | MN | 04/2021 | Present |
| Cetera Investment Advisers Llc | Endicott | NY | 04/2021 | Present |
1. OWNER OF HERRICK HOLDINGS MANAGEMENT; HOLDING COMPANY FOR INCOME EARNED THROUGH CETERA INVESTORS; PROCESSING PAYMENTS THROUGH PAYROLL SOFTWARE 2. SELLING USED ITEMS ONLINE; 1 HR/WK 3. POWER OF ATTORNEY FOR FATHER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-03 |
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