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6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-21 |
Branch Locations
6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 06/2018 | 08/2018 |
| Texas A&M University | College Station | TX | 08/2015 | 05/2019 |
| Axa Advisors, Llc | New York | NY | 05/2019 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2019 | 02/2024 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2024 | Present |
| Victory Financial Group | Austin | TX | 02/2024 | Present |
1)RIA: Victory Financial Group. Investment related. At the registered location. RIA. IAR. Financial Advisor.02/21/2024. 160. 32.5. providing investment advisory services. Providing investment advisory services. Fixed Insurance. Investment related. At the registered location. Fixed insurance. Agent. Agent. 02/21/2024. 40.40. Provide insurance advice based on the needs of client(s). 2) Victory Insurance. Not Investment related. 1100 NW Loop 410, Suite 700, San Antonio, TX 78213. Property and casualty insurance sales. Independent affiliate to the agency. 1.1. Generate leads of interested individuals or groups seeking support with insurance solutions. I will generate potential leads which I then will pass to the company and receive a commission for.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-26 |
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