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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-12-21
  • FL RA
    APPROVED
    Since 2021-12-21

Branch Locations

3717 W North B St, Tampa, FL 33609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Clearwater FL 05/2015 05/2019
Edward Jones Tarpon Springs FL 06/2019 12/2019
Cadence Bank Palm Harbor FL 01/2020 03/2020
Unemployed New Port Richey FL 03/2020 05/2020
Sterling Bridge Financial Group Palm Harbor FL 06/2020 09/2021
Unemployed New Port Richey FL 09/2021 11/2021
James Erb Tampa FL 11/2021 Present
Northwestern Mutual Investment Services Llc Tampa FL 11/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2022 Present
  • 05/2015 → 05/2019
    Regions Bank
    Clearwater, FL
  • 06/2019 → 12/2019
    Tarpon Springs, FL
  • 01/2020 → 03/2020
    Cadence Bank
    Palm Harbor, FL
  • 03/2020 → 05/2020
    Unemployed
    New Port Richey, FL
  • 06/2020 → 09/2021
    Sterling Bridge Financial Group
    Palm Harbor, FL
  • 09/2021 → 11/2021
    Unemployed
    New Port Richey, FL
  • 11/2021 → Present
    James Erb
    Tampa, FL
  • 11/2021 → Present
    Tampa, FL
  • 01/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2019-08-07 → 2019-12-11
    Trinity, FL
    St Louis, MO
    St Louis, MO
    Trinity, FL
    Trinity, FL
    Trinity, FL
    Tarpon Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-03
  • S66 Uniform Combined State Law Examination
    2019-08-03
Other Names
  • Noelani Ah Yin Young
  • Noelani A Y Young
  • Noelani Young Higdon
  • Noelani Y Higdon
  • Noelani A Y Young
  • Noelani Ah Yin Young
  • Noe Young
  • Noelani Higdon
  • Noe Higdon

View on SEC IAPD

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