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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Clearwater | FL | 05/2015 | 05/2019 |
| Edward Jones | Tarpon Springs | FL | 06/2019 | 12/2019 |
| Cadence Bank | Palm Harbor | FL | 01/2020 | 03/2020 |
| Unemployed | New Port Richey | FL | 03/2020 | 05/2020 |
| Sterling Bridge Financial Group | Palm Harbor | FL | 06/2020 | 09/2021 |
| Unemployed | New Port Richey | FL | 09/2021 | 11/2021 |
| James Erb | Tampa | FL | 11/2021 | Present |
| Northwestern Mutual Investment Services Llc | Tampa | FL | 11/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-03 |
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