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Grady Kane Coughlin

Wells Fargo Clearing Services, LLC

Johnson City, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-14
NY RA APPROVED 2023-10-04
  • TX RA
    APPROVED
    Since 2023-11-14
  • NY RA
    APPROVED
    Since 2023-10-04

Branch Locations

519 Columbia Dr, Johnson City, NY 13790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Johnson City NY 06/2023 Present
Bae Systems Endicott NY 06/2022 05/2023
Visions Federal Credit Union Endwell NY 12/2021 01/2022
Wells Fargo Charlotte NC 05/2021 08/2021
Wells Fargo Advisors Johnson City NY 05/2019 08/2019
University At Buffalo Buffalo NY 08/2019 05/2022
Unemployed Johnson City NY 01/2013 08/2017
Le Moyne College Syracuse NY 08/2017 12/2018
Unemployed Johnson City NY 12/2018 05/2019
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc
    Johnson City, NY
  • 06/2022 → 05/2023
    Bae Systems
    Endicott, NY
  • 12/2021 → 01/2022
    Visions Federal Credit Union
    Endwell, NY
  • 05/2021 → 08/2021
    Wells Fargo
    Charlotte, NC
  • 05/2019 → 08/2019
    Wells Fargo Advisors
    Johnson City, NY
  • 08/2019 → 05/2022
    University At Buffalo
    Buffalo, NY
  • 01/2013 → 08/2017
    Unemployed
    Johnson City, NY
  • 08/2017 → 12/2018
    Le Moyne College
    Syracuse, NY
  • 12/2018 → 05/2019
    Unemployed
    Johnson City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-04
  • S66 Uniform Combined State Law Examination
    2023-10-04
Other Names
  • Grady Coughlin

View on SEC IAPD

Other Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EAGLE STRATEGIES LLC
FAITHWARD ADVISORS, LLC
LPL ENTERPRISE, LLC
LESKO SECURITIES, INC.

Other Investors

MATTHEW TIMOTHY MEAGHER
FRANK ERHARD KRAMER
KEVIN BRADY WITMER
JOHN MICHAEL PAULIN
GEORGE JOHN GERNER
ANNETTE LOUISE CONNORS
NORMAN CURTIS BUTTON
CYNTHIA MARIE STOGRAN

Other Offices

LPL FINANCIAL LLC · JOHNSON CITY, NY
LPL FINANCIAL LLC · JOHNSON CITY, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Johnson City, NY
TRG CAPITAL MANAGEMENT, INC. · JOHNSON CITY, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, NY
EAGLE STRATEGIES LLC · JOHNSON CITY, NY
LPL FINANCIAL LLC · JOHNSON CITY, NY
FAITHWARD ADVISORS, LLC · Vestal, NY

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