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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-16
CA RA APPROVED 2009-07-16
  • TX RA
    APPROVED
    Since 2024-01-16
  • CA RA
    APPROVED
    Since 2009-07-16

Branch Locations

31461 Rancho Viejo Road #104A, San Juan Capistrano, CA 92675 • United States

Capital Financial Consultants Group, Inc.

31461 Rancho Viejo Road Suite 104, San Juan Capistrano, CA 92675 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-03-14
  • CA RA
    APPROVED
    Since 2014-03-14

Branch Locations

31461 Rancho Viejo Rd. #104, San Juan Capistrano, CA 92675 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Financial Group, Llc Newport Beach CA 07/2009 Present
Capital Financial Consultants Group, Inc. San Juan Capistrano CA 03/2014 Present
Other Businesses

(1) JTJLIF, INC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2017 ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675, United States DESCRIPTION: 100% OWNER OF JTJLIF, INC HOLDING COMPANY FORCAPITAL FINANCIAL CONSULTING GROUP, INC (2) CAPITAL FINANCIAL CONSULTANTS GROUP POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/28/2014 ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675, United States DESCRIPTION: 64% OWNER OF CAPITAL FINANCIAL CONSULTANTS GROUP A SEC REGISTERED INVESTMENT ADVISOR (3.) INDEPENDENT FINANCIAL GROUP, LLC POSITION: Officer/Director NATURE: REGISTERED REPRESENTAIVE; INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/2009 ADDRESS: San Juan Capistrano, CA 92675, United States (4.) Independent Insurance Agent: Start Date 09/2016; life insurance and annuities; California

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-04
  • S66 Uniform Combined State Law Examination
    2008-03-04
Other Names
  • Jeff D Fisher

View on SEC IAPD

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