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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 05/2019 | 03/2022 |
| Drop Off | Austin | TX | 10/2017 | 05/2019 |
| Sober Monkeys | Austin | TX | 09/2012 | 02/2018 |
| Brinkley Training Systems, Llc | Austin | TX | 05/2009 | 10/2023 |
| Bank Of America, N.A. | Austin | TX | 05/2019 | 03/2022 |
| The Atherton Group/ Tag Talent Agency | Austin | TX | 07/2018 | 10/2023 |
| Adunlap Llc | Austin | TX | 03/2022 | 06/2023 |
| Amazon | Austin | TX | 09/2017 | 01/2018 |
| Royal Alliance | Austin | TX | 03/2022 | 06/2023 |
| J.P. Morgan Securities Llc | Austin | TX | 10/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Austin | TX | 10/2023 | Present |
| Osaic Wealth, Inc. | Austin | TX | 03/2022 | 06/2023 |
| Self | Austin | TX | 10/2024 | Present |
Entity Name: Freddie Brinkley Talent Investment related: No Address: Private Residence Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 09/17/2025 Approximate # of hours a Week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Managing Freddie, a dog, who is an actor and influencer. He does commercials, movies and print ads. Entity Name: Self Investment related: No Address: Private Residence Nature of the other business: Personal Assistant Services Position/Title/Relationship: Owner/Partner Start Date: 10/26/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provide personal assistant services such as dog/cat sitting, caring for elderly individuals, and running errands. Not financially related. Less than 10 hours per month on random occasion. Not a consistent service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-07 |
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