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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-06
VA RA APPROVED 2025-06-04
  • TX RA
    APPROVED
    Since 2025-06-06
  • VA RA
    APPROVED
    Since 2025-06-04

Branch Locations

1650 Tysons Blvd Suite #150, Tysons Corner, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Salt Lake City UT 05/2019 05/2025
Self-Employed Orem UT 09/2016 05/2019
Granogi Orem UT 06/2018 09/2018
Gmdc Kensington MD 05/2018 05/2018
Enlinx West Valley City UT 12/2018 12/2018
The Church Of Jesus Christ Of Latter-Day Saints Albuquerque NM 09/2014 09/2016
Fidelity Investments Charlotte NC 03/2025 05/2025
Charles Schwab & Co., Inc. Mclean VA 05/2025 Present
Schwab Wealth Advisory Inc Tysons Corner VA 05/2025 Present
  • 05/2019 → 05/2025
    Fidelity Brokerage Services, Llc
    Salt Lake City, UT
  • 09/2016 → 05/2019
    Self-Employed
    Orem, UT
  • 06/2018 → 09/2018
    Granogi
    Orem, UT
  • 05/2018 → 05/2018
    Gmdc
    Kensington, MD
  • 12/2018 → 12/2018
    Enlinx
    West Valley City, UT
  • 09/2014 → 09/2016
    The Church Of Jesus Christ Of Latter-Day Saints
    Albuquerque, NM
  • 03/2025 → 05/2025
    Fidelity Investments
    Charlotte, NC
  • 05/2025 → Present
    Charles Schwab & Co., Inc.
    Mclean, VA
  • 05/2025 → Present
    Tysons Corner, VA
Previous Registrations
  • 2025-03-31 → 2025-05-08
    Charlotte, NC
    Charlotte, NC
    Boston, MA
  • 2021-11-16 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
Other Businesses

1) Estate Sale | Investment Related:No|Retail|Owner|4/4/2026|Less than 20|0|My grandfather in-law passed way August of 2025. He had an extensive autographed book collection among other collectibles. The family (my mother in-law and her siblings) is wanting to sell the collection. This will require establishing an eBay account, posting listings to sell the books, with some items being collectibles such as toys or autographed footballs, and shipping them to buyers. They have offered for me to keep 25% of the earnings. There are about 150 books and an additional 20 items that are to be sold, and the eBay shop and book sales would be shut down once all books and other items are sold

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-15
S63 Uniform Securities Agent State Law Examination 2019-08-02
  • S66 Uniform Combined State Law Examination
    2021-11-15
  • S63 Uniform Securities Agent State Law Examination
    2019-08-02
Designations
Other Names
  • Nicholas Edward Gardner
  • Nicholas Gardner
  • Nick Gardner

View on SEC IAPD

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