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Philip Craig Grande

Cetera Investment Advisers LLC

Winston-Salem, NC

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-05-16
  • NC RA
    APPROVED
    Since 2017-05-16

Branch Locations

161 S Stratford Road, Winston-Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services King NC 11/2007 05/2017
Raymond James Financial Services Advisors, Inc Kernersville NC 01/2009 05/2017
Newbridge Bank Lexington NC 04/2005 05/2017
Cetera Investment Services Llc St.CLoud MN 05/2017 Present
First National Bank Of Pa Winston Salem NC 05/2017 Present
Cetera Investment Advisers Llc Winston Salem NC 05/2017 Present
  • 11/2007 → 05/2017
    Raymond James Financial Services
    King, NC
  • 01/2009 → 05/2017
    Raymond James Financial Services Advisors, Inc
    Kernersville, NC
  • 04/2005 → 05/2017
    Newbridge Bank
    Lexington, NC
  • 05/2017 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 05/2017 → Present
    First National Bank Of Pa
    Winston Salem, NC
  • 05/2017 → Present
    Cetera Investment Advisers Llc
    Winston Salem, NC
Previous Registrations
  • 2009-01-02 → 2017-05-17
    Raymond James Financial Services Advisors, Inc
    Kernersville, NC
    Lexington, NC
    Lexington, NC
  • 2008-04-07 → 2009-01-02
    Raymond James Financial Services, Inc.
    Lexington, NC
    King, NC
    King, NC
    Lexington, NC
    Lexington, NC
    Greensboro, NC
Other Businesses

1) FIXED LIFE INSURANCE SALES OUTSIDE OF CETERA 2) SECRETARY FOR CALVARY PROVISION FOUNDATION BOARD FOR CALVARY BAPTIST CHURCH; FINANCE COMMITTEE MEMBER FOR CALVARY BAPTIST CHURCH; DISCUSS AND APPROVE BUDGET

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-03
S63 Uniform Securities Agent State Law Examination 2005-05-04
  • S66 Uniform Combined State Law Examination
    2008-04-03
  • S63 Uniform Securities Agent State Law Examination
    2005-05-04
Designations
Other Names
  • Phil Craig Grande
  • Philip Grande

View on SEC IAPD

Other Firms

SALEM INVESTMENT COUNSELORS INC
JT STRATFORD, LLC
DARDA FINANCIAL
FIRST CITIZENS INVESTOR SERVICES, INC.
PRINCIPAL SECURITIES, INC.
PARK AVENUE SECURITIES LLC
VIRTUE CAPITAL MANAGEMENT, LLC
GLOBAL VIEW CAPITAL MANAGEMENT LLC

Other Investors

DALE MARTIN BROWN
DAVID BRIAN REA
JAMES JOYNER EDMUNDSON
KRISTOPHER SHEA ABERNETHY
JESSE FRANKLIN GOINS
KENNETH SCOTT JONES
GEORGE GARFIELD KEENER
MATTHEW STEPHEN SIMMONS

Other Offices

SALEM INVESTMENT COUNSELORS INC · WINSTON SALEM, NC
JT STRATFORD, LLC · WINSTON-SALEM, NC
DARDA FINANCIAL · WINSTON-SALEM, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · WINSTON-SALEM, NC
CETERA INVESTMENT ADVISERS LLC · WINSTON-SALEM, NC
PRINCIPAL SECURITIES, INC. · WINSTON SALEM, NC
PARK AVENUE SECURITIES LLC · WINSTON-SALEM, NC
VIRTUE CAPITAL MANAGEMENT, LLC · WINSTON-SALEM, NC

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