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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14

Branch Locations

200 Schulz Drive Suite 125, Red Bank, NJ 07701 • United States

Staten Island, NY • United States

Staten Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nl Financial Alliance/ National Life Insurance Company New York NY 02/2011 11/2021
Equity Services, Inc. Montpelier VT 02/2011 11/2021
Pruco Securities, Llc. Brooklyn NY 11/2021 06/2024
Prudential Insurance Company Of America Brooklyn NY 11/2021 06/2024
National Life Group Red Bank NJ 06/2024 Present
Equity Services, Inc. Montpelier VT 06/2024 Present
  • 02/2011 → 11/2021
    Nl Financial Alliance/ National Life Insurance Company
    New York, NY
  • 02/2011 → 11/2021
    Montpelier, VT
  • 11/2021 → 06/2024
    Brooklyn, NY
  • 11/2021 → 06/2024
    Prudential Insurance Company Of America
    Brooklyn, NY
  • 06/2024 → Present
    National Life Group
    Red Bank, NJ
  • 06/2024 → Present
    Montpelier, VT
Previous Registrations
Other Businesses

*INTEGRATED FINANCIAL CONCEPTS. 200 SCHULZ DRIVE SUITE 125 RED BANK NJ. INV REL. JUNE 2024. AGENT. INS SALES. BROKER FROM A NL AGENCY FOR FIXED INS. DURING TRADE HRS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-05-07
  • S63 Uniform Securities Agent State Law Examination
    2005-05-07

View on SEC IAPD

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