James D Hughes

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 04/2019
  Lakeridge Baptist Church
  Lubbock, TX
• 06/2019 → 08/2019
  Planmember Securities Corporation
  Carpinteria, CA
• 06/2019 → 08/2019
  Shane Hall Financial
  Amarillo, TX
• 08/2019 → Present
  Shane Hall Financial
  Amarillo, TX
• 08/2019 → 07/2024
  Planmember Securities Corporation
  Carpinteria, CA
• 07/2024 → Present
  Cwm, Llc
  Omaha, NE

Previous Registrations

• 2020-01-23 → 2024-07-25
  Planmember Securities Corporation
  Carpinteria, CA
  Amarillo, TX

Other Businesses

1) Shane Hall Financial-1616 S. Kentucky Street, Suite D-110, Amarillo, TX 79102; Investment related; Financial services, provide administrative securities support & generate new sales; Registered Representative; Start date 8/2019; 160 hrs/mnth & during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-01-23
• S63 Uniform Securities Agent State Law Examination
  2019-07-15

Designations

• Certified Financial Planner

Other Names

• James D. Hughes