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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-18
  • TX RA
    APPROVED
    Since 2023-08-18

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Antonio TX 05/2019 10/2019
The Container Store San Antonio TX 09/2016 09/2018
Heb, Lp San Antonio TX 02/2014 09/2016
Lending Club San Antonio TX 05/2015 05/2019
Unemployed San Antonio TX 11/2019 04/2021
Cuso Financial Services, Lp San Diego CA 05/2021 07/2023
Credit Human Federal Credit Union San Antonio TX 05/2021 07/2023
Empower Financial Services, Inc San Antonio TX 08/2023 Present
  • 05/2019 → 10/2019
    J.P. Morgan Securities Llc
    San Antonio, TX
  • 09/2016 → 09/2018
    The Container Store
    San Antonio, TX
  • 02/2014 → 09/2016
    Heb, Lp
    San Antonio, TX
  • 05/2015 → 05/2019
    Lending Club
    San Antonio, TX
  • 11/2019 → 04/2021
    Unemployed
    San Antonio, TX
  • 05/2021 → 07/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2021 → 07/2023
    Credit Human Federal Credit Union
    San Antonio, TX
  • 08/2023 → Present
    Empower Financial Services, Inc
    San Antonio, TX
Previous Registrations
  • 2021-09-09 → 2023-07-18
    Cuso Financial Services, L.P.
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-09-08
S63 Uniform Securities Agent State Law Examination 2019-08-02
  • S65 Uniform Investment Adviser Law Examination
    2021-09-08
  • S63 Uniform Securities Agent State Law Examination
    2019-08-02

View on SEC IAPD

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