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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-08-10
  • AZ RA
    APPROVED
    Since 2023-08-10

Branch Locations

2730 East Camelback Rd Ste 250, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arizona State University Tempe AZ 02/2017 06/2018
Spinatos Pizzaria Tempe AZ 02/2018 07/2019
Toca Madera Scottsdale AZ 07/2019 11/2020
Securian Financial Services Inc St Paul MN 05/2019 12/2019
Minnesota Life Insurance Company St Paul MN 12/2019 08/2023
Securian Financial Services Inc St Paul MN 12/2019 08/2023
Renaissance Financial Phoenix AZ 12/2019 Present
Arizona State University Tempe AZ 01/2015 05/2019
Cetera Wealth Services, Llc Phoenix AZ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2017 → 06/2018
    Arizona State University
    Tempe, AZ
  • 02/2018 → 07/2019
    Spinatos Pizzaria
    Tempe, AZ
  • 07/2019 → 11/2020
    Toca Madera
    Scottsdale, AZ
  • 05/2019 → 12/2019
    Securian Financial Services Inc
    St Paul, MN
  • 12/2019 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 12/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 12/2019 → Present
    Renaissance Financial
    Phoenix, AZ
  • 01/2015 → 05/2019
    Arizona State University
    Tempe, AZ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Phoenix, AZ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-10-08 → 2023-08-10
    Securian Financial Services, Inc.
    Phoenix, AZ
    St. Paul, MN
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: December 2019 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: December 2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-02
  • S66 Uniform Combined State Law Examination
    2021-09-02

View on SEC IAPD

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