Anson Kau Cheong

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2017
  Uc San Diego
  San Diego, CA
• 04/2017 → 09/2017
  East West Bank
  San Diego, CA
• 09/2017 → 05/2019
  East West Bank
  El Monte, CA
• 05/2019 → 09/2023
  East West Bank
  San Gabriel, CA
• 10/2019 → 09/2023
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2020 → 09/2023
  Cetera Investment Advisers Llc
  Diamond Bar, CA
• 09/2023 → Present
  Ctbc Bank Usa
  San Gabriel, CA
• 09/2023 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 09/2023 → Present
  Cetera Investment Advisers Llc
  San Gabriel, CA

Previous Registrations

• 2020-06-02 → 2023-09-22
  Cetera Investment Advisers Llc
  Diamond Bar, CA
  Walnut, CA

Other Businesses

JOYFUL CRUMBS, BAKERY/EVENT DESSERT SERVICE, 100% OWNER, 8-10/HRS/WK

Exams

• S66 Uniform Combined State Law Examination
  2020-05-29

Other Names

• Ka U Cheong
• Ka U Cheong